Descripción
Key Responsibilities
Ensure the bank's activities comply with FINMA regulations and other relevant international standards.
Advise senior management on compliance risks and regulatory developments.
Monitor, review, and update internal compliance policies and procedures.
Conduct compliance risk assessments and implement control measures.
Oversee regulatory reporting and liaise with regulators as needed.
Deliver training to staff on compliance-related matters.
Support audits and internal investigations, ensuring timely resolution of issues.
Stay up to date with changes in Swiss and EU financial regulations.
Requirements
5-10 years of compliance experience within a Depositary and Trustee Bank or related financial institution.
Strong knowledge of Swiss banking laws, EU directives, and trustee/depositary services regulations.
Fluent in German and English (written and spoken).
Degree in Law, Finance, Business Administration, or a related field; compliance certifications (e.g., CAS Compliance Officer, CAMS, CFA Institute Certificate in ESG Investing) are a plus.
Strong analytical skills with attention to detail and problem-solving ability.
Excellent communication and stakeholder management skills.